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Feature | Entry of Slavs into Christendom | serbianna.com
The
Balkan Slavs: Bulgaria (Part 1)
The Bulgars - whose name is interpreted as 'mixed people-mixture'-
part of a vast semi-nomadic horde speaking a Turkic language which ranged
the steppes round the Sea of Azov in the fifth-seventh centuries, migrated
under Khazar pressure from this 'Great Bulgaria' (as the Greeks called
it) and reached the lower Danube about the year 660. The Byzantine government
allowed, since it could not prevent, their leader Asparuch (Isperich) to
bring them over the river and settle in the Dobrudja about the year 679.
The next two centuries saw the gradual Slavisation of the Bulgars, the
firm foundation of a state and its increasing penetration by the irresistably
attractive culture of the Greeks.
Byzantine interest in this people and all its cousins on the steppes
was of long standing: they were a possible menace to the security of the
Empite, especially to its Crimean and Caucasian outposts. As early as 619,
according to tradition, a Bulgar chieftain Kubrat (or Kovrat), who attempted
to create a single Bulgar Empire of the steppes, was converted to Christianity
as a friend and ally of the Emperor Heraklios. But this seems to have been
a personal act without consequences for his subjects. Certainly none of
his five sons, of whom Asparuch was one, was a Christian.
| (a)
The old channels of trade had not wholly ceased to function via Byzantine
ports on the Black Sea coast and less certainly on the right bank of the
lower Danube. Townr far in the interior, such as Singidunum (Belgrade),
Naissa (Nig) and Serdica (Sofia), which appear to a greater or lesser degree
to have survived the disasters of the sixth century, may still have had
some commercial importance. |
The conversion of Asparuch's successor Terbel (Tervel, 702-16?) is to
be assumed. He was deeply involved in Byzantine politics in 704/5, helping
the exiled Justinian II to regain his throne. For this he was rewarded
with the high rank of Caesar and a daughter of Justinian's to wife; this
surely implies baptism as a prerequisite. Again in 717/18 the Bulgarian
ruler was of great service in defeating the last and most formidable Arab
siege of the Imperial City. The full statehood of Bulgaria may be dated
from 716 when a political and commercial treaty was made with the Empire.
Strictly supervised trading by Bulgars in Constantinople and Saloniki was
permitted from this time.(a) Byzantine policy entered a new stage: to civilise
and Christianise this power on her northern doorstep, which was absorbing
more and more of the Sclaviniae (nominally Byzantine territories settled
by Slavs) in the North Balkans.
The sedentary Slavs in the regions closest to the Bulgar settlements,
who now looked to the Bulgars for military protection and gradually became
their subjects, were perhaps more amenable than the Bulgars to these new
influences which closer relations with the Empire were to bring. These
were the 'Seven Tribes' (a conventional number, not to be taken littrally),
evidently a Slav political unit in the making. In the early eighth century
no Bu!gar leader could afford, it would seem, to opt for Christianity in
the face of the uncompromising attitude of the Bulgar military aristocracy
which for the most part was stoutly maintaining its pagan traditions and
steppe culture. Not till the apartheid between Bulgar and Slav at the higher
social levels had been broken down - a process which remained slow down
to 800 - did Bulgar exclusiveness lose its force. Up to that time it was
only the occasional Bulgar in especially close relations with Constantinople
who ventured on the decisive step of baptism. So Telerig (regnabat c. 772-7),
who was converted when he fled into exile and, like Terbel, was graciously
allotted a Greek wife by the Emperor Leo the Khazar. But altogether little
is recorded of Bulgaria in the eighth century: the iconoclast troubles
within the Empire were not favourable to missionary work outside and the
second half of the century was filled with inconclusive hostilities. We
may note in passing that this necessity for a constant watch on Bulgaria
diverted Byzantine attention from Italy and contributed to the loss of
Ravenna (751) and thus to a complete revision of Papal policy both towards
the East and the West.
A new line of exceptionally able Bulgar rulers started with Krum (regnabar
c. 803-14) whose assumption of the title Khngan announced him as heir to
the Avar power recently broken by Charlemagne. (a)
| (a)
Krum came of the Kutrigur Bulgars of Pannonia who had entered Europe in
Justinian's reign and became more or less subject to the Avars from 567. |
His sweeping conquests brought a considerable Christian population in
the North Balkans for the first time under Bulgarian rule. He removed many
Christian craftsmen into the interior of Bulgaria. Even quite high-ranking
Byzantine officials and army officers appear to have remained, more or
less voluntarily, in Bulgarian employ. Further, some Bulgarian prisoners-of-war,
exchanged in the peace negotiations of 812, had been baptised in captivity.
As the military advantage now tended to lie with Bulgaria, so the penetration
of Greek culture was the self-perpetuating Byzantine answer. Greek as the
cultural language made considerable headway in Bulgaria from the beginning
of the ninth century. Two now fragmentary Greek inscriptions recording
Krum's crushing defeat of the Emperor Nikephoros (811) have survived; these
must have been done to the orders of Krum himself. In his reign Bulgar
and Slav reached approximate social and legal equality. The highest offices
were now open to Slavs, witness Dragomir, his ambassador to Constantinople.
There is reason to believe that Krum introduced a new code of laws for
Bulgaria, more suitable for a now sedentary people than the tribal law
of steppe nomads; this code may have been recorded in Greek. But in religious
matters Krum was scarcely disposed to listen to the Greeks: he offered
all Christian prisoners-of-war the alternatives of apostasy or death. No
Greek was likely at this time to contemplate evangelisation of Bulgarians;
the great barbarian war-leader who had brought Byzantine arms so low was
an object of execration throughout the Empire.
| (a)
Among Omurtag's surviving Greek inscriptions are two on columns, the one
letel incorporated in the Church of the Forty Martyrs at Turnovo (built
by John Asen II in 1230), telling of his glorious martial exploits and
his new palace by the Danube; the other, now in the Sofia Archaeological
Museum, recording the provieionr of the treaty with the Empire. |
Omurtag (c. 814-c. 831) had the wisdom to conclude a peace of thirty
years on his accession.(a) The new southern frontier with the Empire was
heavily fortified - the 'Great Fence'. Persecutions of Christians continued.
Several bishops were martyred, including Manuel, Bishop of Adrianople,
who had been deported to Bulgaria when Krum took that city.
Prisoners were forced to eat meat in Lent or suffer for their faith.
The Byzantine authorities hastened to redeem as many as possible. These,
it is curious to note, included the parents of the future Emperor Basil
I (867-86); Basil himself was apparently born in Bulgaria. But it is per-
missible to suppose that the little we know of the treatment of Christians
in Bulgaria under Krum and Omurtag is coloured by Byzantine hysteria. Both
rulers may have been personally as tolerant as circumstances permitted.
In the generation of Omurtag's sons the Bulgar element was rapidly losing
its identity in the Slav though the process was scarcely complete before
the end of the ninth century. Two of Omurtag's sons adopted Christianity,
of whom one lost his life in a persecution on the accession of a third
son, Malamir, in 831 or 832. This may have been, however, the normal Turkish
elimination of rival claimants; Malamir appears a relatively tolerant throughout
his reign, though not himself a Christian.
The 830s were thus still a period of very tentative adoption of Byzantine
ways and a reserved attitude towards the Byzantine religion - more so on
the part of the Bulgars than of the Slavs. An inscription found near Philippi
in Greek Macedonia, dating from the reign of Presjan, still uses the words
Bulgar and Christian as opposites: a Christian meant Greek.(a)
(a)
Cf. p. 246: a century later a similar situation between the Russians of
Kiev an Constantinople produced the same usage.
(b) Bulger Bogor(is), thought to be cognate with Mongolian bogori =
small. Boris is variously given as the nephew of Malamir (831-6?) or as
Presjan's son. Some concider, probably rightly, that Presjan and Malamir
are one and the same person, ruling 831-52. |
The adoption of Christianity must not be politically and socially disadvantageous.
This was the problem before the exceptionally capable ruler who succeeded
in 852 - Boris.(b) He saw that it was time to bring Bulgaria into the comity
of Christendom; a proportion of his subjects, Greek and Slav, was already
Christian. The Bulgar language was now virtually extinct; Bulgaria was
a Slav state. In comparison with Rastislav of Moravia contiguity with the
Byzantine Empire and the persistent infiltration of Greeks and Greek ways
inevitably gave Boris's religious policy a far greater political content.
Was it possible to make Bulgaria a Christian state without sacrificing
its power and independence? He learnt that the polarity of secular power
and spiritual authority invested in king and bishop, and at the highest
level in emperor and patriarch, was the correct and only model of a Christian
stat. Given this, Bulgaria would take its place as a civilised country.
But he also knew that all Orthodox dioceses had to belong to one of the
Patriarchates, in his case manifestly to that of Constantinople, and that
the Emperor of Byzantium was held to be the supreme fidei defensor of all
Orthodox peoples. He was prepared to bargain his entry into the Christian
world against some measure of independence for a Bulgarian church. The
precise form of Christianity to be adopted was indifferent. There was still
also a portion of the Bulgar aristocracy to be reckoned with, opposed to
Greek and Christian ways.
His first overtures appear to have been made to Louis the German in
862. The two rulers met at Tulln on the Danube. Louis sought Bulgarian
military help against his rebellious son Carloman and his Moravian supporters.
Bulgaria had had a common frontier with Moravia since about 825 and contacts
with the Franks for some years before that.
The Franks were likely to remain conveniently distant allies rather
than exacting neighbours. Byzantine reaction was swift and sharp. No extension
of Frankish influence into Bulgaria could be tolerated; the spheres of
influence agreed in 811 must stand. In this ecclesiastical and political
needs were at one. The war which ensued in 863/4 ended in Boris's discomfiture.
The peace terms imposed the rejection of the Frankish alliance and baptism
into the Eastern church, which would undertake the further evangelisation
of Bulgaria.
Boris was baptised forthwith by the Patriarch of Constantinople; the
Emperor as godfather gave him his own name Michael. This took place in
864 or 865, though there is some disagreement in the sources. Boris's sister
Maria may also have played a part: she had spent the greater part of her
life in Constantinople and was completely hellenized. Later tradition that
Methodios had some part in Boris's baptism can be ruled out: it is not
supported by the biographies of Constantine or Methodios. There was also
a territorial settlement which finally recognised Bulgaria's foothold south
of the Balkan range (therefore called by them Zagorje, in Greek form Zagora)
- a situation going back to Terbel over a century before. Though a concession
of weakness on the Byzantine side, with grave consequences for the future,
it was no doubt the unavoidable quid pro quo for Bulgarian adherence to
the Eastern church - the overriding necessity for Constantinople at this
difficult moment. Boris had to crush a serious revolt of the remaining
conservative Bulgar magnates at bome, which nearly cost him his life and
throne. But he steadfastly followed the principle of many later Slav rulers
in seeing his duty in promoting what he believed to be right for his people.
But no sooner had Byzantine clergy gained a foothold in Buigaria than
it became plain to Boris that Constantinople contemplated nothing less
than a stranglehold on the new Bulgarian church. A letter sent by Patriarch
Photios in 865 made clear what Boris was well aware of - that Bulgarian
bishops, all necessarily Greeks, would come under the Patriarch of Constantinople
with all the political implications thereof. There was no promise of ecclesiastical
autonomy; naturally Bulgaria was still eminently a missionary area. There
was no likelihood that Bulgaria would be handled in similar fashion to
Moravia; Boris was to be a subservient Byzantine vassal. Consequently,
in August 866 Boris made an approach to Pope Nicholas and perhaps again
to Regensburg.
Nicholas wanted nothing better than to gain the obedience of Bulgaria.
In 860 he had made another unheeded demand to the Emperor for the return
of the former Illyricum occidentale and Sicily to his jurisdiction. His
attention was shortly to be drawn to possibilities in Moravia. The
tension between Rome and Constantinople was increased by the proffered
prize of Bulgaria. It must be repeated that Boris, like Rastislav,
was no doubt personally indifferent to the precise form of Christianity
which he adopted. Even the most sincere and intelligent barbarian convert,
among whom Boris can be numbered, could have no personal judgment in matters
of theology and liturgy. But he is at once confronted with a multitude
of practical difficulties in changing over his way of life to that
of a Christian. He is unable to distinguish the essential from the inessential
in the mass of prescriptions and rules thrust at him. He wants to know,
in short, how little of existing customs need be changed; for enforcing
change is the dangerous part. In answer to Boris's immediate difficulties
of this kind Photios had sent him in 865 a long and elaborate disquisition
in difficult Greek on the fundamentals of the Christian faith under the
title 'On the duties of a prince'. Photios perhaps judged that it
was the task of humbler men to deal with the 'trivialities'. Pope
Nicholas did not so judge. He was aware of Boris's dissatisfaction.
In a detailed reply to a long list of questions from Boris (November
866) the Pope gave his rulings on these things so important to a neophyte.
These hundred odd answers, based partly on the instructions of Pope Gregory
the Great to St Augustine for his mission to the English, are yet in no
sense propaganda in favour of Rome. Greek practices which differ
from Roman are not condemned as such, and none of them bear upon doctrine.
Nicholas even corrects Boris's misunderstanding of certain Byzantine teachings.
Conversely, Photios had not directly attacked Rome at any point in his
recondite essay: to eradicate pagan practices and to know the duties and
authority of a Christian prince was the burden of his message. Further,
the Pope did not attempt to deny existing Byzantine rights: he merely pointed
out that if Bulgaria was to come under Roman obedience the appointment
of prelates would rest with the Holy See (answer to question no. 73). The
granting of a Patriarch is put in its right perspective: all must be
done in due order - first bishops, then a prelate of higher rank. Naturally
the Roman view is adopted that the order of precedence of the Patriarchates
is Rome, Alexandria, Antioch, Constantinople, Jerusalem (nos. 92 and 93).
In the last reply (no. 106) the Pope exhorts Boris to do nothing until
he receives a bishop from him. Nicholas sent his replies by the hand of
two bishops, Paul of Populonia and Formosus of Porto, with a mission for
the conversion of Bulgaria. Louis had meanwhile sent his own mission under
Bishop Hermanrich of Passau. The Pope delivered a direct snub to the Frankish
church by causing Louis' mission to be expelled from Bulgaria (867). Hermanrich
never forgave this slight. The Pope did not envisage the appointment of
a Patriarch for Bulgaria; he could not even accede to Boris's wish to retain
Formosus as bishop since such translations were not readily granted. It
is clear that Boris was convinced that the best policy for his country's
future was to extract the maximum of ecclesiastical independence from the
offers made to him.
Constantinople had been greatly incensed by all Nicholas's actions,
above all by his treatment of Photios and his interference (as it seemed
to them) in Bulgaria. A Papal mission sent to Constantinople in spring
867 via Bulgaria was refused further conduct at the Imperial frontier unless
the legates unreservedly acknowledged Photios, which of course they could
not do. Relations were further exacerbated by the unavoidable raising of
a dogmatic disagreement. As long as the addition of filioque to the Creed
had been a local aberration of the Far West, not formally approved by the
Papacy, Constantinople had been content to ignore it. But now Frankish
missionaries had imported it into Bulgaria and Pope Nicholas supported
it. To preserve an Orthodox Bulgaria Constantinople took the most serious
possible step: Pope Nicholas was excommunicated (summer 867). At the same
time Louis was conceded the Imperial title in the hope that he could thereby
be detached from cooperation with the Pope. In the last
months of 867 all the main actors changed: Basil ousted his protector Michael
and at once (3 November) replaced Photios by Ignatios; on 13 November Nicholas
I died. One of Pope Hadrian II's early acts was to secure some control
of the Moravian mission. But he evidently thought that Papal influence
in Bulgaria was secure enough without hastening to implement the appointment
of an archbishop. In the early days of his pontificate he was much occupied
with scandals in the church in Rome itself. He continued to temporise.
Boris became impatient at the tardiness of Rome in dealing with his demands
and particularly by the refusal of both Nicholas and Hadrian to countenane
the appointment of Formosus, to whom Boris had become greatly attached.
The Byzantine authorities took full advantage of this and intimated
that a suitable prelate would be granted by them without delay. In 869
Bulgaria swung back again into the Byzantine orbit. A council which sat
in Constantinople from October 869 to February 870 - the VIIIth Ecumenical
Council in Western reckoning - formally placed Bulgaria under the Patriarchate
of Constantinople in an extraordinary session on 4 March 870, which the
Papal legates refused to accept as valid.
The Pope was able to complain that he had been tricked. Boris requested
all Latin missionaries to leave Bulgaria. Ignatios at once appointed Bulgaria's
first archbishop with several other bishops and numerous clergy.
It is possible to argue that all Boris's approaches to the West were
purely diplomatic - intended to frighten Constantinople into making him
this very concession out of fear of losing Bulgaria altogether. This he
achieved, and the matter appeared settled, though throughout the 870s Rome
tried to regain the lost ground. The rivalry for the obedience of Bulgaria
was throughout complicated by the Photian-Ignatian quarrel within the Eastern
church in which the Holy See had become deeply involved. The Pope expected
Ignatios to abide by the stipulation that his recognition as Patriarch
was dependent on his keeping his hand off Bulgaria.
| (a)
It was at this council that Photios ensured that the canons made clear
the Eastern rejection of the addition of filioque to the Creed (there were
to be no further changes whatever in the Creed). John VIII by implication
accepted even this though Rome had not yet made any dogmatic pronouncement
on the matter. It was evidently Imperial policy to prevent this new and
potentially serious bone of contention interfering with political needs.
In S. Italy too the extension of Byzantine power (especially 876-915) was
not accompanied by interference with the existing Latin sees subordinate
to Rome. |
Thus after the death of Ignatios (23 October 877) the Pope again tried
to make his approval of the reappointment of Photios dependent on Byzantine
abandonment of Bulgaria and railed against the perfidy of the Greeks. Indeed
a further council held in Constantinople from November 879 to March 880
did concede the return of Bulgaria to Rome and thus end one aspect of the
twenty-year-old quarrel. Pope John VIII for his part recognised Photios:
Byzantine goodwill was not much needed in order to obtain help against
the Moslems in South Italy. (a) The Pope would in future consecrate the
Bulgarian archbishop but the Creek clergy were to remain and continue their
Work. In the event the arrangement was a dead letter, as the Emperor must
have calculated. Boris adhered to the decrees of 870 and the Pope could
do nothing. Theodosius of Nin, as special legate from the Pope to Boris
in 880, met with a refusal to entertain dependence on Rome. As late as
the pontificate of Stephen V (885-91) Rome was still adjuring Boris to
respect its rights but was consistently ignored. By then Boris had embraced
the idea of a church using the Slav language and was strong enough to pursue
his own policy. Most remarkable of all, Formosus, the bishop on whom Boris
had placed such hopes in the 609, occupied the Papal throne from 891 to
896 but apparently now gave up these ineffectual appeals, for no approach
by him to Bulgaria is known. The Papacy itself was too weak to maintain
the aggressive policy of Nicholas I.
The status accorded to the head of the Bulgarian church in 870 is not
made
unequivocally clear in Byzantine sources. In 871 Pope Hadrian II used the
ambiguous term antistes. Byzantine references are to an archbishop and
indicate a precedence for the Bulgarian Primate above metropolitans and
autocephalous archbishops. This anomaly can be explained by supposing that
he was not an autocephalous archbishop but one whose consecration, if not
also nomination, was reserved to Constantinople, whereas an autocephalous
archbishop was normally elected and installed by his own clergy. The political
implications of this are obvious.
Boris's policy must be contrasted with that of Svatopluk in Moravia.
The latter was too much under the spell of Latin prestige and too wedded
to the economic advantages of the Prankish ecclesiastical system to support
Methodios wholeheartedly; he rejected the degree of independence guaranteed
by a Slav church directly subordinate to Rome. Boris's tergiversations
were designed mainly to protect his independence. He knew that Greek culture
was already entrenched in his country. As a matter of course he sent his
son Symeon to be educated in Constantinople. In 870 he had won half his
battle. Learning of events in Moravia, he began to see the advantage to
Bulgaria of a church using the Slav language; it would make for further
independence from Constantinople. For since 870 Greek had been the language
of the Bulgarian church and of the clergy sent from Constantinople. No
wonder then that he received with enthusiasm in 885/6 the Moravian exiles
who unexpectedly arrived on the borders of his dominions at Belgrade. It
is clear that Boris was aware of, less probably in touch with, the Moravian
mission and that the Governor of Belgrade was cognisant of Boris's wishes.
It is not so clear what the Byzantine reaction to this development was.
If Methodios, as seems certain, left competent Slav teachers behind in
Constantinople in 882, it would appear that the Byzantine authorities were
not by then wholly unfavourable to the use of the Slav liturgical language.
But as long as the allegiance of Bulgaria had been at all doubtful they
countered Latin with Greek and showed no readiness to ingratiate themselves
with the Bulgarians by a concession over language. Photios nowhere suggests
that he was in favour of such a thing for Bulgaria (as opposed to Moravia),
which in Constantinopolitan eyes was a treacherous country where enemies
of the Empire were wont to take refuge. Nor is it surprising that Photios
should omit to mention to Boris in his letter of 865 the interesting experiment
then going on in Moravia: Moravia had been since 863 the Empire's vital
ally (formally or not) in keeping Bulgaria and the Franks apart and in
reducing the danger of a westward-looking Bulgarian policy in general.
Throughout the 870s Bulgarians went to Constantinople to be trained and
the Greek missionaries in Bulgaria are not known to have paid serious attention
to the, Slav language. Only after 880, and particularly after Methodios's
visit to the Capital, are there signs of a more liberal attitude in Byzantine
ecclesiastical policy. It was now clear that Greek influence was assured
and that the educated Bulgarian would automatically learn Greek. The church
could be allowed to be bilingual. However there were still strong
reasons for neither Constantinople nor Bulgaria embracing wholeheartedly
the Glagolitic alphabet as the medium for the Slav texts. Each would prefer
an alphabet as like the Greek as popsible. Thus if Constantinople was now
prepared to acquiesce in the usage of the Slav language in the Bulgarian
church, it might still refuse to sanction this 'Western' alphabet. Therefore
Methodios's pupils and books were probably not put to active use. Moreover
Basil died in 886 and his son Leo adopted a more intransigeant policy in
Bulgarian affairs, which led to a long period of estrangement and war.
Any reluctance on the Byzantine side to permit the Bulgarian church to
decide its own path was brushed aside.
Of the traditional 'Seven Teachers' of the Slavs, fathers of the Slav
Orthodox church - the sedmichislennitsi - four now found acceptance for
their ministry in Bulgaria. Cyril and Methodios were dead; of Gorazd we
have already collected together the little that can be surmised.
Go to Part 2 -->
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